Onboarding and Communications

Next Steps

 

Our team follows a carefully developed process with new clients to ensure a consistent and thorough approach to welcoming you to our team:

Step 1: Familiarization Meeting

• In-depth meeting to get to know you, your goals, investment experience, and risk tolerance.
• We’ll share details about our investment philosophy and answer all your questions.

Step 2: Review and Research

• Our team reviews all opportunities and collaborates to make the best recommendations for you.
• You will be asked to provide information to ensure we provide a thorough proposal. Your privacy is paramount, and we follow strict protocols to keep your information safe.
• Asset allocation is prepared for presentation to you.

Step 3: Recommendations Meeting

• We meet again (typically about two weeks later) to personally present our strategy and the investment recommendations to fulfill it.
• Should you choose to proceed, we’ll provide documentation for signing.
• We’ll answer all your questions and discuss the transfer process.

Step 4: Transfer (approximately 10 business days)

• Final paperwork is coordinated.
• We connect with your accountant and other professional advisors.
• We help you sign up for the Richardson Wealth secure online client portal, so you can monitor your portfolio, send funds to us.
• You may elect to sign up for Richardson Wealth’s daily Launchpad and Weekly Market Insights.
• When the transfer is complete, we’ll set up a call or meeting to confirm our recommendations and next actions.

Ongoing Communications

• We agree to regular intervals of telephone or meeting updates.
• You will receive regular market updates as subscribed to by you.
• We will connect with you at regular set intervals to make sure we adjust your asset allocation to take advantage of new opportunities and mitigate risks in line with your strategy.
• Our team is available to answer your emails, telephone calls or schedule a meeting.