Our strength. Your security.
Protecting the assets you’ve worked so hard to build isn’t something we take lightly. In fact, asset safety is a top priority at Richardson Wealth. We rely on corporate governance best practices and adhere to the stringent rules and regulations set by our regulatory bodies. We only invite the most experienced and knowledgeable Investment Advisors to join our firm, with each committing to a due diligence review.
Member of the Investment Industry Regulatory Organization of Canada (IIROC) • www.IIROC.ca
Richardson Wealth is regulated by IIROC, which sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces.
Member of the Canadian Investor Protection Fund (CIPF) • www.CIPF.ca
CIPF was created by the investment industry to ensure that client assets are protected — within defined limits — if an investment dealer that is a CIPF Member becomes insolvent. Most investors will have two accounts, a general and a retirement account, and each is eligible for $1 million of coverage.
Enhanced safety with coverage from Lloyd’s of London
Richardson Wealth has purchased additional securities protection, with certain underwriters at Lloyd’s of London, to cover your general and retirement accounts up to $2 million each*. This amount is twice what is offered by the Canadian Investor Protection Fund (CIPF) — clearly a strong indication of how committed we are to enhancing the safety of your assets.
* Subject to a $1 million limit for each general and separate account, with an aggregate limit of $30 million.